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60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-03-10 |
Branch Locations
36975 Cook St, Palm Desert, CA 92211 • United States
5420 Carpinteria Ave, Carpenteria, CA 93013 • United States
220 Nogales Ave, Santa Barbara, CA 93105 • United States
1960 Cliff Dr, Santa Barbara, CA 93109 • United States
3451 State St, Santa Barbara, CA 93105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 09/2019 | 03/2025 |
| Just Like Poppas Pizzerias, Inc. Giovannis Pizza Mesa Location | Santa Barbara | CA | 12/2010 | 08/2019 |
| U.S. Bancorp Advisors, Llc | Santa Barbara | CA | 03/2025 | Present |
1) Tap Room; not investment-related; Santa Barbara, CA; retail; silent partner; 9/1/2019; 0 hours/month; 0 hours/trading; no responsibilities. 2) G&V Rentals; not investment-related; Santa Barbara, CA; vacation rental; co-owner; 1/1/2024; 5 hours/month; 0 hours/trading; administrative responsibilities. 3) The Corner Tap: Non Investment-related; Santa Barbara, CA; Food/Beverage/Restaurant; Silent Shareholder Partner; 03/2020; 0 hours/ month; 0 hours trading; no responsibilities.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-02-03 |
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