Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-07-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Securities (Usa) Inc. | Pasadena | CA | 10/2021 | 01/2022 |
| Hsbc Bank Usa, N.A. | Pasadena | CA | 08/2017 | 01/2022 |
| Office Depot | La Crescenta | CA | 06/2016 | 10/2018 |
| Bank Of The West | Beverly Hills | CA | 01/2022 | 07/2023 |
| Bancwest Investment Services, Inc. | Beverly Hills | CA | 01/2022 | 07/2023 |
| Lpl Financial Llc | Los Angeles | CA | 07/2023 | Present |
| Bmo Harris Bank | Los Angeles | CA | 07/2023 | Present |
1) 05/01/2023 - BMO Investment Services - Investment Related - At Reported Business Locations - DBA for LPL Business (entity for LPL business)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-03-29 |
| S63 | Uniform Securities Agent State Law Examination | 2021-06-12 |
Reach out to this advisor