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Kathleen Denney Cefalu

Downtown Wealth Studios, LLC

Ipswich, MA

Miami, FL

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Current Employers
Downtown Wealth Studios, Llc

218 Northwest 24Th St., Miami, FL 33127 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-05-10
NY RA APPROVED 2023-05-01
MA RA APPROVED 2023-04-18
  • FL RA
    APPROVED
    Since 2023-05-10
  • NY RA
    APPROVED
    Since 2023-05-01
  • MA RA
    APPROVED
    Since 2023-04-18

Branch Locations

Ipswich, MA • United States

218 Northwest 24Th St., Miami, FL 33127 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Boston MA 09/2019 03/2023
Unemployed Ipswich MA 10/2015 09/2019
Downtown Wealth Studios, Llc Miami FL 03/2023 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2020-11-20
S65 Uniform Investment Adviser Law Examination 2019-02-04
  • S63 Uniform Securities Agent State Law Examination
    2020-11-20
  • S65 Uniform Investment Adviser Law Examination
    2019-02-04
Other Names
  • Kathleen Marie Denney
  • Kathy Cefalu
  • Kathleen Denney
  • Kathleen Cefalu

View on SEC IAPD

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