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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-01-26
CA	RA	APPROVED	2020-12-23

TX RA
APPROVED

Since 2021-01-26
CA RA
APPROVED

Since 2020-12-23

Branch Locations

1400 Page Mill Road, Palo Alto, CA 94304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Palo Alto	CA	09/2019	Present
Fly High	Santa Clara	CA	09/2018	07/2019
Usc	Los Angeles	CA	08/2015	08/2018

09/2019 → Present

Morgan Stanley

Palo Alto, CA
09/2018 → 07/2019

Fly High

Santa Clara, CA
08/2015 → 08/2018

Usc

Los Angeles, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-12-23

S66 Uniform Combined State Law Examination

2020-12-23

View on SEC IAPD

Other Firms

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WELLS FARGO CLEARING SERVICES, LLC

WAVERLEY CAPITAL MANAGEMENT, LLC

LUMINARI CAPITAL MANAGEMENT, LLC

Other Investors

DANIEL P MCGOVERN

SIRMA M TZOUTZOVA

LARYSA P SMYKOVSKAYA

Other Offices

STRATEGIC ADVISERS LLC · PALO ALTO, CA

CITIGROUP GLOBAL MARKETS INC. · Palo Alto, CA

DCVC · PALO ALTO, CA

DCVC BIO · PALO ALTO, CA

AMERIPRISE FINANCIAL SERVICES, LLC · Palo Alto, CA

WELLS FARGO CLEARING SERVICES, LLC · PALO ALTO, CA

WELLS FARGO CLEARING SERVICES, LLC · PALO ALTO, CA

WELLS FARGO CLEARING SERVICES, LLC · PALO ALTO, CA

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