Nichole Garrido

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2026-01-02
NY	RA	APPROVED	2021-03-24

SC RA
APPROVED

Since 2026-01-02
NY RA
APPROVED

Since 2021-03-24

Branch Locations

Newcomb, NY • United States

1055 Lpl Way, Fort Mill, SC 29715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Community Bank	Rutland	VT	09/2019	03/2021
Td Bank	Rutland	VT	08/2015	09/2019
Lpl Financial Llc	Rutland	VT	09/2019	03/2021
Lpl Financial Llc	Newcomb	NY	03/2021	Present

09/2019 → 03/2021

Community Bank

Rutland, VT
08/2015 → 09/2019

Td Bank

Rutland, VT
09/2019 → 03/2021

Lpl Financial Llc

Rutland, VT
03/2021 → Present

Lpl Financial Llc

Newcomb, NY

Previous Registrations

2020-07-01 → 2021-03-11

Lpl Financial Llc

North Creek, NY

Rutland, VT

Rutland, VT

Other Businesses

1. 07/14/2022 - Town of Newcomb - Not Investment Related - 5639 NY-28N, Newcomb, NY 12852 - Outside/W-2 Employment - Start Date - 01.01.2022 - 5 Hours Per Month - Town of Newcomb - Writer - Employee. 2. 07/14/2022 - Stewarts - Not Investment Related - Outside/W-2 Employment - Cashier - Start Date - 10.01.2021 - 40 Hours Per Month - Stewarts - Employee/cashier.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-06-24

S66 Uniform Combined State Law Examination

2020-06-24

Other Names

Nichole Marchioni
Nichole Anderson

View on SEC IAPD