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Steven J Reina

LPl Enterprise, LLC

Somerset, NJ

Holmdel, NJ

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-11-14
  • NJ RA
    APPROVED
    Since 2024-11-14

Branch Locations

Somerset, NJ • United States

101 Crawfords Corner Rd Suite 2409, Holmdel, NJ 07733 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Advisors Iselin NJ 09/2014 03/2019
Pruco Securities, Llc East Brunswick NJ 04/2019 11/2024
The Prudential Insurance Company Of America East Brunswick NJ 04/2019 Present
Lpl Enterprise, Llc East Brunswick NJ 11/2024 Present
  • 09/2014 → 03/2019
    Lincoln Financial Advisors
    Iselin, NJ
  • 04/2019 → 11/2024
    Pruco Securities, Llc
    East Brunswick, NJ
  • 04/2019 → Present
    The Prudential Insurance Company Of America
    East Brunswick, NJ
  • 11/2024 → Present
    Lpl Enterprise, Llc
    East Brunswick, NJ
Previous Registrations
  • 2019-04-15 → 2024-11-14
    Pruco Securities, Llc.
    East Brunswick, NJ
    Somerset, NJ
    Somerset, NJ
  • 2014-09-02 → 2019-04-01
    Osaic Fa, Inc.
    Iselin, NJ
  • 2009-03-04 → 2014-09-04
    Msi Financial Services, Inc.
    Piscataway, NJ
  • 2008-03-24 → 2009-01-07
    Gunnallen Financial, Inc
    Eatontown, NJ
  • 2007-03-28 → 2008-02-04
    Chase Investment Services Corp.
    Madison, NJ
    West Paterson, NJ
    Madison, NJ
  • 2006-09-11 → 2007-03-22
    Ifmg Securities, Inc.
    Staten Island, NY
    Boston, MA
    Staten Island, NY
  • 2006-07-21 → 2006-09-12
    Essex National Securities, Llc
    Staten Island, NY
    Staten Island, NY
    Brooklyn, NY
  • 2005-07-22 → 2006-05-25
    Ubs Financial Services Inc.
    Edison, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-07-21
  • S66 Uniform Combined State Law Examination
    2005-07-21
Other Names
  • Steven Reina

View on SEC IAPD

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