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Tomas Flores

Wells Fargo Clearing Services, LLC

San Angelo, TX

El Paso, TX

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-02-22
  • TX RA
    APPROVED
    Since 2025-02-22

Branch Locations

3806 Loop 306, San Angelo, TX 76904 • United States

221 N Kansas St 1St Fl [Tf*/Tk-Rbo], El Paso, TX 79901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na San Angelo TX 03/2016 Present
Wells Fargo Clearing Services, Llc San Angelo TX 09/2019 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-02-21
S63 Uniform Securities Agent State Law Examination 2020-01-24
  • S65 Uniform Investment Adviser Law Examination
    2025-02-21
  • S63 Uniform Securities Agent State Law Examination
    2020-01-24
Other Names
  • Tomas Flores

View on SEC IAPD

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