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Michelle Marie Swafford

Ameriprise Financial Services, LLC

Harrison, AR

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2022-11-11
  • AR RA
    APPROVED
    Since 2022-11-11

Branch Locations

307 N Chestnut St, Harrison, AR 72601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Harrison AZ 09/2019 Present
Lhc Elite Home Health Harrison AR 06/2018 09/2019
North Arkansas Regional Medical Center Harrison AR 01/2012 06/2018
  • 09/2019 → Present
    Ameriprise Financial Services, Llc
    Harrison, AZ
  • 06/2018 → 09/2019
    Lhc Elite Home Health
    Harrison, AR
  • 01/2012 → 06/2018
    North Arkansas Regional Medical Center
    Harrison, AR
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-11-08
S63 Uniform Securities Agent State Law Examination 2021-12-31
  • S65 Uniform Investment Adviser Law Examination
    2022-11-08
  • S63 Uniform Securities Agent State Law Examination
    2021-12-31
Other Names
  • Michelle Marie Beckman
  • Michelle Marie Williams
  • Shelley Marie Swafford
  • Shelley Marie Beckman
  • Shelley Marie Williams

View on SEC IAPD

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Other Offices

FOUNTAIN FINANCIAL & TAX · HARRISON, AR
LPL FINANCIAL LLC · HARRISON, AR
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Harrison, AR
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Harrison, AR
EDWARD JONES · HARRISON, AR
EDWARD JONES · HARRISON, AR
BENJAMIN F. EDWARDS & COMPANY, INC. · Harrison, AR
EDWARD JONES · HARRISON, AR

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