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2835 82Nd Avenue Se Ste 100, Mercer Island, WA 98040 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-06-25 |
Branch Locations
2835 82Nd Avenue Se Ste 100, Mercer Island, WA 98040 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hightower Advisors | Colorado Springs | CO | 08/2019 | 06/2026 |
| School District 49 | Colorado Springs | CO | 08/1999 | 09/2016 |
| N2 Publishing | Colorado Springs | CO | 08/2016 | 04/2021 |
| Nwam, Llc Dba Northwest Asset Management | Mercer Island | WA | 06/2026 | Present |
(1) Colorado Springs Executives Association; not investment-related; 30 E. Platte Ave, Colorado Springs, CO 80903; networking group; Board President, member; start date: 2/1/2023; approximately six hours per month, four during securities trading hours. Duties: MC weekly meetings, develop organizational culture, drive organizational shifts, work with ED to address membership issues. (2) Big Dream Early Learning Center; not investment-related; 575 S. Union Blvd, Lakewood, CO; Trauma Informed Preschool; General Board Member; start date: 2/1/2026; approximately four hours per month, none during securities trading hours. Duties: attend board meetings, help to plan events to inform community members about the vision of Big Dream Early Learning Centers.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-10-18 |
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