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Dylan Schwartz

Mai Capital Management, LLC

Cleveland, OH

St. Louis, MO

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Current Employers
Mai Capital Management, Llc

6050 Oak Tree Blvd Suite 500, Cleveland, OH 44131 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2024-09-06
  • MO RA
    APPROVED
    Since 2024-09-06

Branch Locations

6050 Oak Tree Blvd Suite 500, Cleveland, OH 44131 • United States

1034 S Brentwood Blvd. Suite 1490, St. Louis, MO 63117 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc Jackson MO 08/2019 09/2021
Van De Ven Cpas And Business Consultants Cape Girardeau MO 07/2018 07/2019
Southeast Missouri State University Cape Girardeau MO 05/2016 05/2020
Larson Financial Group Chesterfield MO 10/2021 08/2024
Mai Capital Management Cleveland OH 08/2024 Present
  • 08/2019 → 09/2021
    Wells Fargo Advisors Financial Network, Llc
    Jackson, MO
  • 07/2018 → 07/2019
    Van De Ven Cpas And Business Consultants
    Cape Girardeau, MO
  • 05/2016 → 05/2020
    Southeast Missouri State University
    Cape Girardeau, MO
  • 10/2021 → 08/2024
    Larson Financial Group
    Chesterfield, MO
  • 08/2024 → Present
    Mai Capital Management
    Cleveland, OH
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-25
  • S66 Uniform Combined State Law Examination
    2020-11-25
Designations

View on SEC IAPD

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Other Offices

FIRST FIDUCIARY INVESTMENT COUNSEL INC · CLEVELAND, OH
INDEPENDENCE WEALTH ADVISORS, LLC · INDEPENDENCE, OH
VOYA FINANCIAL ADVISORS, INC. · INDEPENDENCE, OH
EAGLE STRATEGIES LLC · Independence, OH
W&S BROKERAGE SERVICES, INC. · INDEPENDENCE, OH
M HOLDINGS SECURITIES, INC. · Cleveland, OH
AMERIPRISE FINANCIAL SERVICES, LLC · Independence, OH
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