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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-09-18 |
| CA | RA | APPROVED | 2020-01-09 |
Branch Locations
3075 Hansen Way Pbig - Palo Alto Wealth Ctr, Palo Alto, CA 94304 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Palo Alto | CA | 08/2019 | Present |
| Bank Of America, N.A. | Palo Alto | CA | 12/2019 | Present |
| Self Employed | Palo Alto | CA | 11/2014 | 08/2018 |
| Full-Time Parent | Palo Alto | CA | 08/2018 | 08/2019 |
Status: APPRVD I*10189 For profit or not for profit: Name of outside business organization: Condo Rental Investment related: Address of business: Palo Alto, California 94301 Nature of business: Position, title, association: Start date of relationship: 2/1/2020 Number of hours devoted: 1 hour(s) Number of hours devoted during trading hours: 0 Duties: I*10190 For profit or not for profit: Name of outside business organization: Cottage Rental Investment related: Address of business: Palo Alto, California 94301 Nature of business: Position, title, association: Start date of relationship: 9/1/2020 Number of hours devoted: 1 hour(s) Number of hours devoted during trading hours: 0 Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-12-30 |
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