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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-07-09
CA RA APPROVED 2019-11-14
  • TX RA
    APPROVED_RES
    Since 2024-07-09
  • CA RA
    APPROVED
    Since 2019-11-14

Branch Locations

275 Battery Street Suite 700, San Francisco, CA 94111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of Arizonia Tucson CA 08/2015 05/2019
Allstate Insurance San Francisco CA 05/2018 08/2018
Alliance Residential Company East Palo Alto CA 05/2017 08/2017
Unemployed San Francisco CA 05/2019 09/2019
Axa-Advisors, Llc New York NY 09/2019 06/2020
Equitable Advisors, Llc New York NY 09/2019 Present
  • 08/2015 → 05/2019
    University Of Arizonia
    Tucson, CA
  • 05/2018 → 08/2018
    Allstate Insurance
    San Francisco, CA
  • 05/2017 → 08/2017
    Alliance Residential Company
    East Palo Alto, CA
  • 05/2019 → 09/2019
    Unemployed
    San Francisco, CA
  • 09/2019 → 06/2020
    Axa-Advisors, Llc
    New York, NY
  • 09/2019 → Present
    New York, NY
Other Businesses

1. Park & Sam LLC, mailing 2225 Taraval St San Francisco Ca, Business 423 Pacific Ave, Suite 402, Bremerton WA 98337, Owner Communication and paperwork, Start Date 09/15/2021 2. Owner/investor. Controller; Park and Sam Cambridge LLC 2108 N St STE N Sacramento, CA 95816, Start Date 06/04/2024. 3. Farese & Sam Partners LLC, 2108 N Street STE N Sacramento, CA 95816; Start Date 4/22/2025 4. Board Member; Santa Clara Dental Foundation 1485 Park Ave, San Jose, CA 95126; Start Date 03/31/2026

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-30
  • S66 Uniform Combined State Law Examination
    2019-10-30
Other Names
  • Lucas Sam
  • Lucas Allan Ryota Sam

View on SEC IAPD

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