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Williamstown, MA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VT | RA | APP_PEND_IARCE | 2026-01-01 |
| TX | RA | APPROVED_RES | 2015-11-13 |
| LA | RA | APPROVED | 2015-08-03 |
| MA | RA | APPROVED | 2015-02-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mutual Fund Investor Guide, Llc | Williamstown | MA | 02/2014 | Present |
| Mds Wealth Advisors, Llc | Williamstown | MA | 12/2014 | Present |
MATTHEW DAVID SAUER IS A LAWYER AND FROM TIME TO TIME, MAY OFFER CLIENTS ADVICE OR PRODUCTS FROM THOSE ACTIVITIES AND CLIENTS SHOULD BE AWARE THAT THESE SERVICES MAY INVOLVE A CONFLICT OF INTEREST. MDSWA ALWAYS ACTS IN THE BEST INTEREST OF THE CLIENT AND CLIENTS ARE IN NO WAY REQUIRED TO UTILIZE THE SERVICES OF ANY REPRESENTATIVE OF MDSWA IN CONNECTION WITH SUCH INDIVIDUAL'S ACTIVITIES OUTSIDE OF MDSWA. MATTHEW DAVID SAUER IS THE FOUNDER, PRESIDENT, PUBLISHER AND CHIEF INVESTMENT OFFICER OF MUTUAL FUND INVESTOR GUIDE, LLC. THE MUTUAL FUND INVESTOR GUIDE PUBLISHES IMPERSONAL FINANCIAL ARTICLES BY SUBSCRIPTION. MR. SAUER'S ARTICLES HAVE EDUCATIONAL INVESTMENT BASED CONTENT AND ANALYTICAL CONTENT WHICH COMPLEMENTS THE RESEARCH ACTIVITIES OF MDSWA FOR ITS CLIENTS. THIS ACTIVITY INVOLVES UP TO 15% OF MR. SAUER'S TIME. SUBSCRIBERS OF THE MUTUAL FUND INVESTOR GUIDE WILL BE OFFERED MDSWA'S ADVISORY SERVICES FOR A SEPARATE, ADDITIONAL FEE AND PURSUANT TO A SEPARATE WRITTEN ADVISORY AGREEMENT. CLIENTS SHOULD BE AWARE THAT THESE SERVICES INVOLVE A CONFLICT OF INTEREST. MOREOVER, SUBSCRIBERS OF THE MUTUAL FUND INVESTOR GUIDE ARE IN NO WAY REQUIRED TO THE SERVICES OF MDSWA, NOR ARE CLIENTS OF MDSWA REQUIRED TO SUBSCRIBE TO THE MUTUAL FUND INVESTOR GUIDE OR OTHERWISE UTILIZE THE SERVICES OF ANY REPRESENTATIVE IN CONNECTION WITH SUCH INDIVIDUAL'S ACTIVITIES OUTSIDE OF MDSWA. MDSWA ALWAYS ACTS IN THE BEST INTEREST OF ITS CLIENTS. MATTHEW DAVID SAUER SPENDS 15 HOURS PER WEEK OF HIS TIME ON THOSE ACTIVITIES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-04-18 |
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