Cole Braden Gillespie

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-09-11
CA	RA	APPROVED	2020-03-19

FL RA
APPROVED

Since 2025-09-11
CA RA
APPROVED

Since 2020-03-19

Branch Locations

Vero Beach, FL • United States

Scottsdale, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Unemployed	Scottsdale	AZ	09/2018	09/2019
Oregon State University	Corvallis	OR	05/2018	08/2018
San Diego Padres	Peoria	AZ	02/2018	05/2018
Sugar Land Skeeters	Sugar Land	TX	02/2017	12/2017
Miami Marlins	Miami	FL	02/2015	01/2017
Lpl Financial, Llc	Scottsdale	AZ	09/2019	Present

09/2018 → 09/2019

Unemployed

Scottsdale, AZ
05/2018 → 08/2018

Oregon State University

Corvallis, OR
02/2018 → 05/2018

San Diego Padres

Peoria, AZ
02/2017 → 12/2017

Sugar Land Skeeters

Sugar Land, TX
02/2015 → 01/2017

Miami Marlins

Miami, FL
09/2019 → Present

Lpl Financial, Llc

Scottsdale, AZ

Other Businesses

1. 6/4/2020 - Gillespie Group Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 06/01/2020 - 40 Hours Per Month/32 Hours During Securities Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-02-25

S66 Uniform Combined State Law Examination

2020-02-25

Other Names

Cole Gillespie

View on SEC IAPD