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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2021-01-07 |
| TX | RA | APPROVED | 2020-02-12 |
| IL | RA | APPROVED | 2019-12-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lisle | IL | 09/2019 | Present |
| Poplar Healthcare | Memphis | TN | 12/2015 | 07/2019 |
| Unemployed | Milwaukee | WI | 07/2019 | 09/2019 |
I*9411 For profit or not for profit: Name of outside business organization: Robert Larkin Rental Investment related: Address of business: Milwaukee, Wisconsin 53211 Nature of business: , Position, title, association: , Start date of relationship: 12/16/2019 Number of hours devoted: 4 hour(s) Number of hours devoted during trading hours: 0 Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-12-04 |
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