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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-01-30
NJ RA APPROVED 2020-01-13
  • TX RA
    APPROVED_RES
    Since 2020-01-30
  • NJ RA
    APPROVED
    Since 2020-01-13

Branch Locations

1200 Howard Blvd, Mount Laurel, NJ 08054 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennsauken NJ 08/2019 Present
Bank Of America, N.A. Pennsauken NJ 08/2019 Present
Freedom Mortgage Mt. Laurel NJ 05/2017 08/2019
Financial Education Services Farmington MI 02/2017 02/2018
Macys Merchandising Group New York NY 01/2016 01/2017
  • 08/2019 → Present
    Pennsauken, NJ
  • 08/2019 → Present
    Bank Of America, N.A.
    Pennsauken, NJ
  • 05/2017 → 08/2019
    Freedom Mortgage
    Mt. Laurel, NJ
  • 02/2017 → 02/2018
    Financial Education Services
    Farmington, MI
  • 01/2016 → 01/2017
    Macys Merchandising Group
    New York, NY
Other Businesses

I*135688For profit or not for profit: For-Profit OrganizationName of outside business organization: CEO EssentialsInvestment related: NAddress of business: Mt. Laurel, New Jersey 08054Nature of business: LLC,Position, title, association: Owner, Start date of relationship: 2/28/2021Number of hours devoted: 15 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: E-Commerce Sales of t-shirts, mugs, hoodies, etc.I*1484257For profit or not for profit: Name of outside business organization: Rental Property 1Investment related: NAddress of business: Sicklerville, New Jersey, 08081Nature of business: Position, title, association: Sole owner, Start date of relationship: 9/30/2023Number of hours devoted: 4 hour(s) WeeklyNumber of hours devoted during trading hours: 0Duties: I*2029273, Entity Type, Entity for Profit, Name of OBA: Zen Beauty Suites, Address: Mount Holly, NJ, 08060, Investment Related: No, Position, Title, Association: General Partner/Managing Member, Employee Start Date: 10/07/2024, No Hours: 4hrs/Weekly, No Hours during trading: 0, Duties: Administrative.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-27
  • S66 Uniform Combined State Law Examination
    2019-12-27
Other Names
  • Tyrell Smith

View on SEC IAPD

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