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Samuel James Abernathy

Raymond James & Associates, Inc.

Franklin, TN

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-01-14
TN RA APPROVED 2020-02-26
  • TX RA
    APPROVED
    Since 2021-01-14
  • TN RA
    APPROVED
    Since 2020-02-26

Branch Locations

1550 West Mcewen Drive Suite 450, Franklin, TN 37067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Franklin TN 08/2019 Present
Comdata Brentwood TN 06/2017 08/2019
Tsys Franklin TN 09/2016 04/2017
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-02-20
S63 Uniform Securities Agent State Law Examination 2020-02-12
  • S65 Uniform Investment Adviser Law Examination
    2020-02-20
  • S63 Uniform Securities Agent State Law Examination
    2020-02-12

View on SEC IAPD

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Other Offices

SAGESPRING WEALTH PARTNERS · Franklin, TN
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EQUITABLE ADVISORS, LLC · FRANKLIN, TN
ONEDIGITAL · Franklin, TN
ONEDIGITAL · FRANKLIN, TN
EDWARD JONES · FRANKLIN, TN
EFINANCIAL ALLIANCE, LLC · FRANKLIN, TN

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