Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2022-02-01 |
| CO | RA | APPROVED | 2022-01-28 |
| WA | RA | APPROVED | 2021-07-21 |
Branch Locations
4241 21St Ave W, Ste 400, Seattle, WA 98199 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell And Reed Inc | Seattle | WA | 09/2019 | 07/2021 |
| Various Insurance Carriers For W&R Insurance Agencies | Seattle | WA | 01/2020 | 07/2021 |
| Greenwood, Ohlund & Co, Llp | Seattle | WA | 12/2010 | Present |
| Lpl Financial Llc | Seattle | WA | 01/2022 | 02/2023 |
| Lpl Financial Llc | Seattle | WA | 02/2023 | Present |
1) 1/21/2022 - No Business Name - Investment Related - Tulsa, OK 74114 - Real Estate Rental - Start Date: 5/1/2021 - 1 Hours Per Month/0 Hours During Securities Trading - Single family dwelling. 2) 12/23/2021 - GREENWOOD OHLUND & CO LLP - Investment Related - 4241 21st Ave W, Suite 400, Seattle, WA 98199 - Tax Prep/Accounting/CPA - Tax Director - Start Date - 02/01/2011 - Time Spent 99%
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2020-01-06 |
| S65 | Uniform Investment Adviser Law Examination | 2018-02-20 |
Reach out to this advisor