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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2022-08-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hancock Whitney Bank | New Orleans | LA | 06/2003 | Present |
| Hancock Whitney Investment Services | New Orleans | LA | 08/2019 | 08/2022 |
| Cetera Investment Services Llc | Saint Cloud | MN | 08/2022 | Present |
| Cetera Investment Advisers Llc | New Orleans | LA | 08/2022 | Present |
1. TRUST ADVISOR/RELATIONSHIP MANAGER FOR HANCOCK WHITNEY BANK; MANAGE BOOK OF TRUST AND INVESTMENT MANAGEMENT RELATIONSHIPS WHICH INCLUDES CLIENT INTERACTION, EDUCATION AND COMMUNICATION REGARDING WEALTH PLANNING TOPICS, ASSET ALLOCATION, FINANCIAL PLANNING, AND ACCOUNT REVIEWS; DOES NOT PLACE OR HANDLE SECURITIES TRANSACTIONS, MAKE INVESTMENT DECISIONS OR RECOMMEND SPECIFIC SECURITIES 2. STAFF ACCOUNTANT AT ELIZABETH G. BRENNAN, CPA; SUPPORT POSITION FOR WIFE'S CPA FIRM; BOOKKEEPING, ADMINISTRATIVE AND BUSINESS SUPPORT SERVICES; 10-20 HRS/WK 3. BOARD MEMBER FOR SOUTHERN EYE BANK FOUNDATION; REVIEW OF GRANT APPLICATIONS AND BOARD DELIBERATION ABOUT PROPOSALS; 1-2 HRS/WK
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-11-14 |
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