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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-10-02 |
| CA | RA | APPROVED | 2023-09-05 |
Branch Locations
221 Main Street Suite 1340, San Francisco, CA 94105 • United States
San Francisco, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pacific Lutheran University | Tacoma | WA | 09/2015 | 06/2019 |
| Extended Travel | Sydney | 06/2019 | 07/2019 | |
| Irvine Company | Redwood City | CA | 07/2019 | 08/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Mateo | CA | 08/2019 | 11/2020 |
| Bank Of America, N.A. | San Mateo | CA | 09/2019 | 11/2020 |
| E*Trade Securities Ll | Cupertino | CA | 11/2020 | 09/2023 |
| E*Trade Capital Management Llc | Cupertino | CA | 11/2020 | 09/2023 |
| Morgan Stanley | Cupertino | CA | 03/2023 | 09/2023 |
| Morgan Stanley | San Francisco | CA | 09/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-10-30 |
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