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1900 South Highland Avenue Suite 100, Lombard, IL 60148 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-07-01 |
Branch Locations
1900 South Highland Avenue Suite 100, Lombard, IL 60148 • United States
4035 Premier Drive Suite 300, High Point, NC 27265 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Smith Leonard Pllc | High Point | NC | 01/2007 | Present |
| Avantax Advisory Services | High Point | NC | 08/2019 | 06/2025 |
| Avantax Investment Services, Inc. | High Point | NC | 01/2020 | 06/2025 |
| Forum Financial Management, Lp | Lombard | IL | 07/2025 | Present |
1) Smith Leonard PLLC; Not-investment related; 4035 Premier Drive, Suite 300, High Point, NC 27265; Accounting Services/Tax Preparation; Partner; 1/2007; 160 hours per month; 130 hours during securities trading hours; financial planning analyses and sales. 2) Sole Proprietor; Investment-related; 4035 Premier Drive, Suite 300, High Point, NC 27265; Insurance Agent; 2/01/2022; Less than 5 hours per month; Less than 5 hours during securities trading hours; sell insurance and annuities.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2020-06-16 |
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