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4525 East 91St Street, Tulsa, OK 74137 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2021-01-25 |
| TX | RA | APPROVED | 2021-01-25 |
Branch Locations
14528 Bogert Parkway, Oklahoma City, OK 73134 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| State Of Oklahoma - Omes | Oklahoma City | OK | 08/2014 | 10/2019 |
| Cadent Capital Advisors, Llc | Oklahoma City | OK | 10/2019 | Present |
| Purshe Kaplan Sterling Investments | Albany | NY | 09/2019 | 08/2021 |
| Cadent Capital Advisors, Llc | Oklahoma City | OK | 01/2021 | Present |
1. Board Member; Oklahoma Employees Insurance and benefits Board; Investment Related: No; Location: 2401 N. Lincoln Blvd., Ste 300, Oklahoma City, OK 73105; Description of the business: The Oklahoma Employees Insurance and Benefits Board is to advise the Office of Management and Enterprise Services (OMES) with respect to the administration of health, dental, vision, life and disability benefits to eligible participants.; Start date with business: 2021-05-18; Hours devoted to business during trading hours: 2; Percentage of total yearly compensation expected to be derived from the business: 4;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-09-04 |
| S63 | Uniform Securities Agent State Law Examination | 2019-10-05 |
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