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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-01-26
TX RA APPROVED 2023-01-12
WI RA APPROVED 2022-01-08
  • FL RA
    APPROVED
    Since 2023-01-26
  • TX RA
    APPROVED
    Since 2023-01-12
  • WI RA
    APPROVED
    Since 2022-01-08

Branch Locations

Muskego, WI • United States

N17 W24222 Riverwood Dr. Ste 240, Waukesha, WI 53188 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Clearpath Financial Of Raymond James Louisville KY 08/2019 07/2021
University Of Louisville Louisville KY 08/2016 05/2021
Roche Indianapolis IN 05/2018 08/2018
Roche Indianapolis IN 05/2019 08/2019
Baird Milwaukee WI 10/2021 01/2023
Baird Waukesha WI 01/2023 Present
  • 08/2019 → 07/2021
    Clearpath Financial Of Raymond James
    Louisville, KY
  • 08/2016 → 05/2021
    University Of Louisville
    Louisville, KY
  • 05/2018 → 08/2018
    Roche
    Indianapolis, IN
  • 05/2019 → 08/2019
    Roche
    Indianapolis, IN
  • 10/2021 → 01/2023
    Baird
    Milwaukee, WI
  • 01/2023 → Present
    Baird
    Waukesha, WI
Other Businesses

Name/Address: D-BAT Brookfield / 3225 Gateway Rd, Unit 250, Brookfield, WI 53045 Start Date: 3/5/24 Hours Spent: 10+ hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Softball coach Non Investment Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-07
  • S66 Uniform Combined State Law Examination
    2022-01-07
Designations
Other Names
  • Celene Mue Funke

View on SEC IAPD

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