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Current Employers
Regal Investment Advisors Llc

2687 44Th Street Se, Kentwood, MI 49512 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-10-02
FL RA APPROVED 2019-09-03
  • TX RA
    APPROVED
    Since 2024-10-02
  • FL RA
    APPROVED
    Since 2019-09-03

Branch Locations

9504 N Interstate 35 Ste 315, San Antonio, TX 78233 • United States

2687 44Th Street Se, Kentwood, MI 49512 • United States

New Braunfels, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Regal Investment Advisors, Llc Kentwood MI 08/2019 Present
American Senior Benefits Altamonte Springs FL 02/2014 Present
Other Businesses

1) Business Name: American Senior Benefits DBA Hill Country Legacy Advisors, LLC - Investment Related: Yes - Address: 9504 N Interstate 35. ste 315, San Antonio, TX 78233 and 222 S Westmonte Dr, Ste 101, Altamonte Springs, FL 32714 - Nature of Business: Insurance - Title or Relationship: Agent - Start Date: 1/2014 - Hours per month: 140 - Hours per month during trading hours: 135 2) Owner of rental properties. 20 Gartenstrasse, Saalstadt, Germany, 66919 Receives passive income from both. Devotes less than 4 hours a month. This is not investment related. 3) Business Name: Richard Law Sports Official - Investment Related: No - Address: 3615 Archer Blvd, New Braunfels, TX 78132 - Nature of Business: Soccer officiating - Title or Relationship: Referee - Start Date: 8/2025 - Hours per month: 16 - Hours per month during trading hours:0 - Duties: Officiating

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-06-27
  • S65 Uniform Investment Adviser Law Examination
    2019-06-27
Other Names
  • Rusty Law

View on SEC IAPD

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