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11100 Santa Monica Blvd Suite 1700, Los Angeles, CA 90025-0449 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2015-10-26 |
Branch Locations
11100 Santa Monica Blvd Suite 1700, Los Angeles, CA 90025-0449 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Aristotle Capital Management, Llc | Boston | MA | 06/2015 | Present |
| Imst Distributors, Llc | Boston | MA | 08/2015 | 10/2023 |
| Foreside Financial Services, Llc | Boston | MA | 10/2023 | Present |
1) Aristotle Capital Management, LLC, Los Angeles, CA, investment related, Managing Director, started 6/1/15, 160hr per month, all during trading hours. 2) South Boston Boys and Girls Club, Boston MA, not investment related, advisory board member, 1 hour per month, none during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2006-06-19 |
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