Frank Charles Stama

Current Employers

Brookwood Investment Group

3930 E. Ray Road Suite 155, Phoenix, AZ 85044 • United States

Current Registrations

Authority	Category	Status	Date
NH	RA	APPROVED	2025-05-07

NH RA
APPROVED

Since 2025-05-07

Branch Locations

Amherst, NH • United States

3930 E. Ray Road Suite 155, Phoenix, AZ 85044 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mkt Consulting	Amherst	NH	07/2010	Present
Northeastern Wealth Management Llc	Bedford	NH	03/2013	08/2018
Mkt Investments, Llc	Bedford	NH	08/2018	10/2022
Coppell Advisory Solutions, Dba Fusion Capital Management	Dallas	TX	11/2021	08/2022
Redwood Tax Specialists Llc	Bedford	NH	12/2019	Present
Redwood Private Wealth Llc	Phoenix	AZ	08/2022	Present
Brookwood Invesment Group	Phoenix	AZ	04/2025	Present

07/2010 → Present

Mkt Consulting

Amherst, NH
03/2013 → 08/2018

Northeastern Wealth Management Llc

Bedford, NH
08/2018 → 10/2022

Mkt Investments, Llc

Bedford, NH
11/2021 → 08/2022

Coppell Advisory Solutions, Dba Fusion Capital Management

Dallas, TX
12/2019 → Present

Redwood Tax Specialists Llc

Bedford, NH
08/2022 → Present

Redwood Private Wealth Llc

Phoenix, AZ
04/2025 → Present

Brookwood Invesment Group

Phoenix, AZ

Previous Registrations

2022-08-25 → 2025-03-31

Redwood Private Wealth

Bedford, NH

Phoenix, AZ

Amherst, NH
2018-11-13 → 2022-10-18

Mkt Investments, Llc

Bedford, NH
2021-11-18 → 2022-08-11

Coppell Advisory Solutions Llc

Bedford, NH

Dallas, TX
2013-04-18 → 2019-04-24

Northeastern Wealth Management, Llc

Middleton, NH
2011-04-01 → 2013-04-24

Sii Investments, Inc.

Bedford, NH

Bedford, NH

Appleton, WI
2007-12-12 → 2011-04-13

Waddell & Reed

Bedford, NH
2006-11-09 → 2007-12-04

Park Avenue Securities Llc

Bedford, NH

Other Businesses

1) MKT CONSULTING - NON-INVESTMENT RELATED; 9 THISTLE DRIVE, AMHERST, NH OWNER/SOLE-PROPRIETOR INVOLVED WITH BUSINESS MANAGEMENT CONSULTING INCLUDING PROFIT IMPROVEMENT, SUPPLY CHAIN, TECHNOLOGY INTEGRATION AND CLIENT DEVELOPMENT; APPROX 10 HOURS PER MONTH; HOURS DURING TRADING: 0 2) LICENSED INSURANCE AGENT; INVESTMENT RELATED; 264 SOUTH RIVER ROAD, SUITE 520 BEDFORD NH ; HEATLH, LIFE & FIXED INSURANCE SALES; SPENDS APPROXIMATELY 80 HOURS A MONTH. 3) REDWOOD TAX SPECIALIST; INVESTMENT RELATED; MANAGING DIRECTOR; SPENDS APPROXIMATELY 12 HOURS PER MONTH; REFERS CLIENTS.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-11-01

S66 Uniform Combined State Law Examination

2006-11-01

Other Names

Frank Stama

View on SEC IAPD