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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-04-04
  • FL RA
    APPROVED
    Since 2024-04-04

Branch Locations

Miami, FL • United States

1441 Brickell Avenue 16Th Floor, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank Usa, N.A. Miami FL 12/2022 Present
Hsbc Securities (Usa) Inc. Miami FL 02/2023 Present
Citizens Bank Miami FL 02/2022 12/2022
Hsbc Bank Usa, N.A Miami FL 01/2018 02/2022
Chase Bank Miami FL 02/2015 12/2017
  • 12/2022 → Present
    Hsbc Bank Usa, N.A.
    Miami, FL
  • 02/2023 → Present
    Miami, FL
  • 02/2022 → 12/2022
    Citizens Bank
    Miami, FL
  • 01/2018 → 02/2022
    Hsbc Bank Usa, N.A
    Miami, FL
  • 02/2015 → 12/2017
    Chase Bank
    Miami, FL
Other Businesses

1. The name of the other business: - Iglesia de Cristo en Quail Roost Drive Inc. 2. Whether the business is investment-related: - No 3. The addresses of the other businesses: 12780 Quail Roost Dr. Miami, FL 33177 4. The nature of the other business: Charity/Non-Profit Organisation/Charitable Foundation 5. Your position: DIRECTOR 6. Title : DIRECTOR 7. Relationship with the other business: Officer 8. The start date of your relationship: 11/1/2024: 9. The approximate number of hours/month you devote to the other business: 16 Hours per month on weekends. 10. The number of hours you devote to the other business during securities trading hours: 0 11. Briefly describe your duties relating to the other business: I serve as the Director at Iglesia de Cristo en Quail Roost Drive Inc. Some of their duties as director include assisting with legal paperwork and the formation of the entity. I hold no voting power and I have access to funding and to church's bank account, and there are dual signatories in placed.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-29
S63 Uniform Securities Agent State Law Examination 2023-01-13
  • S66 Uniform Combined State Law Examination
    2024-03-29
  • S63 Uniform Securities Agent State Law Examination
    2023-01-13
Other Names
  • Daniel Guerra
  • Daniel Guerravazquez

View on SEC IAPD

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