Christopher David Richmond

Current Employers

Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

Authority	Category	Status	Date
AR	RA	APPROVED	2022-01-21
MS	RA	APPROVED	2022-01-21
LA	RA	APPROVED	2021-08-13

AR RA
APPROVED

Since 2022-01-21
MS RA
APPROVED

Since 2022-01-21
LA RA
APPROVED

Since 2021-08-13

Branch Locations

7591 Fern Ave. Suite 1402, Shreveport, LA 71105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cintas	West Monroe	LA	04/2014	07/2019
New York Life Insurance Company	Shreveport	LA	08/2019	05/2021
Nylife Securities Llc	Shreveport	LA	12/2019	05/2021
Unemployed	Calhoun	LA	08/2019	08/2019
Cardinal Health	West Monroe	LA	10/2020	08/2021
Valic Financial Advisors, Inc.	Baton Rouge	LA	07/2021	Present
Agia	Houston	TX	12/2022	Present

04/2014 → 07/2019

Cintas

West Monroe, LA
08/2019 → 05/2021

New York Life Insurance Company

Shreveport, LA
12/2019 → 05/2021

Nylife Securities Llc

Shreveport, LA
08/2019 → 08/2019

Unemployed

Calhoun, LA
10/2020 → 08/2021

Cardinal Health

West Monroe, LA
07/2021 → Present

Valic Financial Advisors, Inc.

Baton Rouge, LA
12/2022 → Present

Agia

Houston, TX

Other Businesses

AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-08-13
S63	Uniform Securities Agent State Law Examination	2020-02-21

S65 Uniform Investment Adviser Law Examination

2021-08-13
S63 Uniform Securities Agent State Law Examination

2020-02-21

Other Names

Christopher David Richmond
Christopher Richmond

View on SEC IAPD