Adam Blake Connors

Current Employers

Commonwealth Family Office

Newport Beach, CA • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-10-31

CA RA
APPROVED

Since 2025-10-31

Branch Locations

Newport Beach, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Northland Securities Inc.	Minneapolis	MN	08/2013	01/2024
Adam Blake Connors Dba Commonwealth Family Office	Newport Beach	CA	10/2025	Present
Yucca Fins	Costa Mesa	CA	05/2015	Present

08/2013 → 01/2024

Northland Securities Inc.

Minneapolis, MN
10/2025 → Present

Adam Blake Connors Dba Commonwealth Family Office

Newport Beach, CA
05/2015 → Present

Yucca Fins

Costa Mesa, CA

Previous Registrations

2013-08-12 → 2024-01-03

Northland Securities, Inc.

Newport Beach, CA

Newport Beach, CA

Minneapolis, MN

Costa Mesa, CA
2010-06-29 → 2013-07-01

C.K. Cooper & Company, Inc.

Irvine, CA

Irvine, CA

Other Businesses

1) Heights Real Estate Holdings and Management; Investment-related; Newport Beach, CA. 92663; Real Estate Holdings; Owner / Manager; 5/17/2007; 5 hours per month; 0 during trading hours; Managing and reporting residential real estate holdings 2) Yucca Fins; Investment-related; Costa Mesa, CA. 92627; Retail; Strategic Advisor; 5/1/2015; 5 hours per month; 0 during trading hours; Assist with the overall growth and advancement of the company

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-08-23

S66 Uniform Combined State Law Examination

2005-08-23

View on SEC IAPD