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Spencer Michael Chandler Tracy

Principium Investments LLC

Boulder, CO

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Current Employers
Principium Investments Llc

Boulder, CO • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-06-02
  • CO RA
    APPROVED
    Since 2025-06-02

Branch Locations

Boulder, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principium Investments, Llc Boulder CO 08/2019 Present
Student Boulder CO 12/2008 05/2019
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-07-18
  • S65 Uniform Investment Adviser Law Examination
    2021-07-18
Other Names
  • Spencer Tracy

View on SEC IAPD

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