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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2022-09-01
  • OK RA
    APPROVED
    Since 2022-09-01

Branch Locations

201 West Main, Adair, OK 74330 • United States

1172 E. Oklahoma Blvd, Alva, OK 73717 • United States

719 Main St., Woodward, OK 73801 • United States

324 South Husband St. Ste. 107, Stillwater, OK 74074 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Avantax Investment Services, Inc., Alva OK 08/2019 11/2020
Enj Financial Llc Alva OK 06/2018 Present
Kpmg Llp Oklahoma City OK 11/2011 05/2018
Avantax Advisory Services Alva OK 01/2020 11/2020
Avantax Insurance Agency Llc Alva OK 02/2020 11/2020
United Planners' Financial Services Of America A Limited Partner Scottsdale AZ 11/2020 09/2022
Enj Financial Llc Alva OK 06/2018 Present
Hummel Water Well Services, Inc. Alva OK 01/2017 Present
Whitney Gum Alva OK 02/2020 Present
Cambridge Investment Research, Inc Fairfield IA 09/2022 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 09/2022 Present
  • 08/2019 → 11/2020
    Avantax Investment Services, Inc.,
    Alva, OK
  • 06/2018 → Present
    Enj Financial Llc
    Alva, OK
  • 11/2011 → 05/2018
    Kpmg Llp
    Oklahoma City, OK
  • 01/2020 → 11/2020
    Avantax Advisory Services
    Alva, OK
  • 02/2020 → 11/2020
    Avantax Insurance Agency Llc
    Alva, OK
  • 11/2020 → 09/2022
    Scottsdale, AZ
  • 06/2018 → Present
    Enj Financial Llc
    Alva, OK
  • 01/2017 → Present
    Hummel Water Well Services, Inc.
    Alva, OK
  • 02/2020 → Present
    Whitney Gum
    Alva, OK
  • 09/2022 → Present
    Cambridge Investment Research, Inc
    Fairfield, IA
  • 09/2022 → Present
    Fairfield, IA
Previous Registrations
Other Businesses

1) INSURANCE, 1172 E OKLAHOMA BLVD, ALVA, OK, 02/2020, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 1 HR/MO, 1 HR/MO TRADING. 2) ENJ FINANCIAL, LLC, 1172 E OKLAHOME BLVD, ALVA, OK, 06/2018, EMPLOYEE, TAX FIRM, NIR, 120 HR/MO, 120 HR/MO TRADING. 3) HUMMEL WATER WELL SERVICES INC., 405 COMANCHE RD, ALVA, OK, 01/2017, EMPLOYEE, WATER WELL SERVICES, NIR, 4 HR/MO, 4 HR/MO TRADING. 4) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE. 5) WHITNEY GUM, 1172 E Oklahoma Blvd, Alva OK 73717, United States, 02/01/2020, Agent, Insurance/Benefits/Human Resources, NIR, 1 HR/MO - 1 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-16
  • S66 Uniform Combined State Law Examination
    2019-12-16
Other Names
  • Whitney Gum
  • Whitney Dawn Hummel

View on SEC IAPD

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