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Arcadia, FL • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-01-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Carlton Charters | Arcadia | FL | 01/2014 | Present |
| Ringo Ranch Lc | Lake Suzy | FL | 01/2014 | Present |
| Harplyn | Arcadia | FL | 03/2018 | 04/2019 |
| Morgan Stanley | Punta Gorda | FL | 11/2019 | 01/2024 |
| Silver King Asset Management, Llc | Arcadia | FL | 07/2023 | Present |
| Silver King Asset Management, Llc | Arcadia | FL | 01/2024 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 02/2020 | Present |
Carlton Charters; Not investment related; Arcadia, FL; Fishing Charters; Owner; Jan 2014; 10 hours/month; 0 hours during trading; Labor/Service. Ringo Ranch LLC; Not investment related; Lake Suzy, FL; Rental Property; Property Manager; Jan 2014; 10 hours/month; 0 hours during trading; Property management.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-09-12 |
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