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34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2026-08-24 |
Branch Locations
6602 Tattersall Ln, Hoover, AL 35242 • United States
2288 Winchester Rd North East, Huntsville, AL 35811 • United States
5901-B University Dr Nw, Huntsville, AL 35806 • United States
3010 Healthy Way, Vestavia Hills, AL 35243 • United States
9064 Memorial Pkwy Sw, Huntsville, AL 35802 • United States
7143 Wall Triana Highway, Madison, AL 35757 • United States
7068 Us 431 Hwy Se, Owens Cross Roads, AL 35763 • United States
3178 Rush Street, Vestavia Hills, AL 35242 • United States
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2022-08-25 |
Branch Locations
1394 Freeman Ave , Athens, AL 35613 • United States
409 Madison St Se, Huntsville, AL 35801 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Regions Bank | Huntsville | AL | 07/2007 | 05/2022 |
| Cetera Investment Services Llc | St. Cloud | MN | 08/2019 | 04/2022 |
| Cetera Investment Advisers Llc | Huntsville | AL | 01/2022 | 04/2022 |
| Raymond James Financial Services, Inc. | Huntsville | AL | 08/2022 | 08/2026 |
| Raymond James Financial Services Advisors, Inc. | Huntsville | AL | 08/2022 | 08/2026 |
| Pinnacle Financial Partners/Pinnacle Bank | Huntsville | AL | 05/2022 | 08/2026 |
| Fifth Third Bank | Huntsville | AL | 08/2026 | Present |
| Fifth Third Securities | Huntsville | AL | 08/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-01-11 |
| S63 | Uniform Securities Agent State Law Examination | 2019-11-07 |
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