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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-01-10 |
| LA | RA | APPROVED | 2024-10-30 |
Branch Locations
1100 Poydras Street Suite 1900, New Orleans, LA 70163 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hancock Whitney Bank | New Orleans | LA | 06/2015 | 11/2021 |
| Hancock Whitney Investment Services, Inc. | New Orleans | LA | 08/2019 | 11/2021 |
| Cetera Investment Services Llc | Saint Cloud | MN | 02/2022 | 10/2024 |
| Regions Bank | New Orleans | LA | 02/2022 | 10/2024 |
| Morgan Stanley Smith Barney Llc | New Orleans | LA | 10/2024 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-10-17 |
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