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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2025-06-24 |
| TX | RA | APPROVED | 2025-06-24 |
Branch Locations
18 Main St, East Hartford, CT 06447 • United States
2500 Westchester Ave Ste 201 [C3-Rbo], Purchase, NY 10577 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Santander Bank, Na | Boston | MA | 08/2019 | 07/2021 |
| Santander Securities, Llc | Dorchester | MA | 08/2019 | 07/2021 |
| Access Bank Zambia Limited | Ndola | 08/2017 | 02/2018 | |
| Zampost Micro Finance | Ndola | 01/2016 | 06/2017 | |
| Relocated From Zambia To Usa And Was Unemployed | East Lyme | CT | 02/2018 | 06/2019 |
| Wells Fargo Bank, Na | Bloomfield | CT | 07/2021 | 08/2022 |
| Wells Fargo Clearing Services, Llc | Bloomfield | CT | 07/2021 | 08/2022 |
| Merrill | Windsor | CT | 08/2022 | 06/2025 |
| Bank Of America N.A. | Windsor | CT | 08/2022 | 06/2025 |
| Wells Fargo Clearing Services, Llc | East Hartford | CT | 06/2025 | Present |
Daxmo Doves US LLC; Inv related; Bloomfield, Connecticut; Commercial cleaning and transportation business; 50% Ownership; Start date 04/18/2024; 12 hours per month; 0 hours during trading hours;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-12-13 |
| S63 | Uniform Securities Agent State Law Examination | 2019-10-18 |
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