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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-06-24
TX RA APPROVED 2025-06-24
  • CT RA
    APPROVED
    Since 2025-06-24
  • TX RA
    APPROVED
    Since 2025-06-24

Branch Locations

18 Main St, East Hartford, CT 06447 • United States

2500 Westchester Ave Ste 201 [C3-Rbo], Purchase, NY 10577 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Santander Bank, Na Boston MA 08/2019 07/2021
Santander Securities, Llc Dorchester MA 08/2019 07/2021
Access Bank Zambia Limited Ndola 08/2017 02/2018
Zampost Micro Finance Ndola 01/2016 06/2017
Relocated From Zambia To Usa And Was Unemployed East Lyme CT 02/2018 06/2019
Wells Fargo Bank, Na Bloomfield CT 07/2021 08/2022
Wells Fargo Clearing Services, Llc Bloomfield CT 07/2021 08/2022
Merrill Windsor CT 08/2022 06/2025
Bank Of America N.A. Windsor CT 08/2022 06/2025
Wells Fargo Clearing Services, Llc East Hartford CT 06/2025 Present
  • 08/2019 → 07/2021
    Santander Bank, Na
    Boston, MA
  • 08/2019 → 07/2021
    Santander Securities, Llc
    Dorchester, MA
  • 08/2017 → 02/2018
    Access Bank Zambia Limited
    Ndola
  • 01/2016 → 06/2017
    Zampost Micro Finance
    Ndola
  • 02/2018 → 06/2019
    Relocated From Zambia To Usa And Was Unemployed
    East Lyme, CT
  • 07/2021 → 08/2022
    Wells Fargo Bank, Na
    Bloomfield, CT
  • 07/2021 → 08/2022
    Bloomfield, CT
  • 08/2022 → 06/2025
    Merrill
    Windsor, CT
  • 08/2022 → 06/2025
    Bank Of America N.A.
    Windsor, CT
  • 06/2025 → Present
    East Hartford, CT
Previous Registrations
Other Businesses

Daxmo Doves US LLC; Inv related; Bloomfield, Connecticut; Commercial cleaning and transportation business; 50% Ownership; Start date 04/18/2024; 12 hours per month; 0 hours during trading hours;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-13
S63 Uniform Securities Agent State Law Examination 2019-10-18
  • S66 Uniform Combined State Law Examination
    2021-12-13
  • S63 Uniform Securities Agent State Law Examination
    2019-10-18
Other Names
  • Mofya Edith Zimba

View on SEC IAPD

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