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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED | 2025-03-31 |
Branch Locations
3100 West Ray Road Suite 201, Chandler, AZ 85226-2470 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 08/2019 | 12/2019 |
| City Of Maricopa Copper Sky Recreation Complex | Maricopa | AZ | 05/2014 | 08/2018 |
| Nau Housing And Residence Life | Flagstaff | AZ | 08/2017 | 05/2019 |
| Northern Arizona University | Flagstaff | AZ | 08/2016 | 05/2019 |
| Fidelity Brokerage Services Llc | Franklin | TN | 12/2019 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
OBA-106201|OrgNmn:Caesars Entertainment |Org Addr:Maricopa,Arizona,US|OBA Nature:I work at the Harrahs Ak-Chin |Invst Rel:N|Title:Banquet Server On Call |Duties:Server |StrtDt:|TotHrs/mon:16|TrdHrs/mon:0|
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-09-22 |
| S63 | Uniform Securities Agent State Law Examination | 2019-10-16 |
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