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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-01-24 |
| WV | RA | APPROVED | 2019-11-12 |
Branch Locations
500 Lee St Ste 401 Laidley Tower, Charleston, WV 25301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Charleston | WV | 08/2019 | Present |
| Paychex | St. Louis | MO | 02/2019 | 08/2019 |
| Compass Retirement Solutions | Creve Coeur | MO | 01/2018 | 08/2018 |
| Unemployed | St. Charles | MO | 08/2018 | 02/2019 |
| Unemployed | Wentzville | MO | 07/2017 | 01/2018 |
| Republic Services | Phoenix | AZ | 08/2011 | 07/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-11-01 |
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