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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-04-29
NY RA APPROVED 2021-04-19
NJ RA APPROVED 2008-01-17
  • TX RA
    APPROVED_RES
    Since 2025-04-29
  • NY RA
    APPROVED
    Since 2021-04-19
  • NJ RA
    APPROVED
    Since 2008-01-17

Branch Locations

2 Tower Center Blvd, East Brunswick, NJ 08816 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated East Brunswick NJ 11/2007 Present
Bank Of America, Na East Brunswick NJ 09/2009 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-01-15
S63 Uniform Securities Agent State Law Examination 2005-07-22
  • S65 Uniform Investment Adviser Law Examination
    2008-01-15
  • S63 Uniform Securities Agent State Law Examination
    2005-07-22

View on SEC IAPD

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