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120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-09-10 |
| TN | RA | APPROVED | 2025-05-16 |
Branch Locations
5000 Meridian Blvd Suite 500, Franklin, TN 37067 • United States
120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 08/2019 | 12/2019 |
| University Of Toledo | Toledo | OH | 08/2015 | 06/2019 |
| Unemployed | Rochester | MI | 06/2019 | 07/2019 |
| Valic Financial Advisors, Inc. | Brentwood | TN | 12/2019 | 10/2023 |
| Agia | Houston | TX | 12/2022 | 10/2023 |
| The Prudential Insurance Company Of America | Franklin | TN | 10/2023 | 04/2025 |
| Pruco Securities, Llc. | Franklin | TN | 10/2023 | 11/2024 |
| Lpl Enterprise, Llc | Franklin | TN | 11/2024 | 04/2025 |
| First Trust Portfolios L.P. | Wheaton | IL | 05/2025 | Present |
| First Trust Advisors L.P. | Wheaton | IL | 05/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-01-24 |
| S63 | Uniform Securities Agent State Law Examination | 2019-10-25 |
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