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300 Tradecenter, Suite 5700, Woburn, MA 01801 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-10-28 |
| MA | RA | APPROVED | 2018-04-23 |
Branch Locations
300 Tradecenter, Suite 5700, Woburn, MA 01801 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sovereign Bank | Winchester | MA | 08/2010 | 11/2016 |
| Santander Securities Llc | Guaynabo | PR | 09/2012 | 11/2016 |
| Lpl Financial, Llc | Woburn | MA | 12/2016 | Present |
| Pinnacle Private Wealth, Llc | Woburn | MA | 12/2016 | 04/2018 |
| Alta Wealth Advisors Llc | Woburn | MA | 03/2018 | Present |
1. 12/13/2016 - RAMACCA INC/ BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY/ 100%/ WOBURN, MA 2. 5/3/2018 - Alta Wealth Advisors LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 04/20/2018 - 80 Hours Per Month/4 Hours During Securities Trading - I provide investment advisory services through Alta Wealth Advisors LLC, an independent investment advisor firm. I started this business activity in 04/20/2018. I expect to spend approximately 80 hours per month] on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 7/9/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 05/14/2018 - 2 Hours Per Month/2 Hours During Securities Trading. 4. 8/15/2018 - Ash Brokerage - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date:08/20/2018 - 5 Hours Per Month/5 Hours During Trading - Add to CRD: Non-Variable Insurance. 5. 11/2/2018 - Alta Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 04/27/2018 - 30 Hours Per Month/30 Hours During Securities Trading. 6. 6/27/2019 - No Business Name - Investment Related - Malden MA 02148 - Real Estate Rental - Started 03/01/2018 - 5 Hours Per Month/0 Hours During Securities Trading - Rental Income of a former primary residence. 7. 12/01/2021 - Charter Oak Brokerage - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 11/29/2021 - 5 Hours Per Month/5 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-12-19 |
| S63 | Uniform Securities Agent State Law Examination | 2006-11-20 |
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