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Current Employers
Alta Wealth Advisors Llc

300 Tradecenter, Suite 5700, Woburn, MA 01801 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-10-28
MA RA APPROVED 2018-04-23
  • TX RA
    APPROVED_RES
    Since 2024-10-28
  • MA RA
    APPROVED
    Since 2018-04-23

Branch Locations

300 Tradecenter, Suite 5700, Woburn, MA 01801 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Sovereign Bank Winchester MA 08/2010 11/2016
Santander Securities Llc Guaynabo PR 09/2012 11/2016
Lpl Financial, Llc Woburn MA 12/2016 Present
Pinnacle Private Wealth, Llc Woburn MA 12/2016 04/2018
Alta Wealth Advisors Llc Woburn MA 03/2018 Present
Previous Registrations
  • 2016-12-15 → 2018-05-23
    Pinnacle Private Wealth, Llc
    Burlington, MA
  • 2012-09-26 → 2016-12-21
    Winchester, MA
    Woburn, MA
    Woburn, MA
    Wilmington, MA
    Wakefield, MA
    Plymouth, MA
    Burlington, MA
    Revere, MA
    East Boston, MA
    Everett, MA
    Chelsea, MA
    East Boston, MA
    Revere, MA
    Revere, MA
    East Boston, MA
    Chelsea, MA
    Somerville, MA
    Chelsea, MA
    Worcester, MA
    Wakefield, MA
    Boston, MA
    Cambridge, MA
    Somerville, MA
    Cambridge, MA
  • 2010-08-16 → 2012-09-19
    Winchester, MA
    Woburn, MA
    Wilmington, MA
    Woburn, MA
    Wilmington, MA
  • 2008-12-23 → 2010-07-23
    Andover, MA
Other Businesses

1. 12/13/2016 - RAMACCA INC/ BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY/ 100%/ WOBURN, MA 2. 5/3/2018 - Alta Wealth Advisors LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 04/20/2018 - 80 Hours Per Month/4 Hours During Securities Trading - I provide investment advisory services through Alta Wealth Advisors LLC, an independent investment advisor firm. I started this business activity in 04/20/2018. I expect to spend approximately 80 hours per month] on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 7/9/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 05/14/2018 - 2 Hours Per Month/2 Hours During Securities Trading. 4. 8/15/2018 - Ash Brokerage - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date:08/20/2018 - 5 Hours Per Month/5 Hours During Trading - Add to CRD: Non-Variable Insurance. 5. 11/2/2018 - Alta Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 04/27/2018 - 30 Hours Per Month/30 Hours During Securities Trading. 6. 6/27/2019 - No Business Name - Investment Related - Malden MA 02148 - Real Estate Rental - Started 03/01/2018 - 5 Hours Per Month/0 Hours During Securities Trading - Rental Income of a former primary residence. 7. 12/01/2021 - Charter Oak Brokerage - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 11/29/2021 - 5 Hours Per Month/5 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-12-19
S63 Uniform Securities Agent State Law Examination 2006-11-20
  • S66 Uniform Combined State Law Examination
    2008-12-19
  • S63 Uniform Securities Agent State Law Examination
    2006-11-20

View on SEC IAPD

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