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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-08-09
TX RA APPROVED 2020-07-31
NJ RA APPROVED 2020-07-14
  • PA RA
    APPROVED
    Since 2024-08-09
  • TX RA
    APPROVED
    Since 2020-07-31
  • NJ RA
    APPROVED
    Since 2020-07-14

Branch Locations

Sellersville, PA • United States

1100-1800 American Blvd Ci Client Management, Pennington, NJ 08534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 08/2019 Present
Unemployed Lewisburg PA 07/2019 08/2019
Best Buy Watertown MA 09/2018 06/2019
Unemployed Lewisburg PA 05/2018 09/2018
Vail Resorts Park City UT 11/2017 04/2018
Unemployed Lewisburg PA 06/2017 10/2017
Gettysburg College Gettysburg College PA 08/2013 05/2017
Bank Of America, N.A. Pennington NJ 03/2021 Present
  • 08/2019 → Present
    Pennington, NJ
  • 07/2019 → 08/2019
    Unemployed
    Lewisburg, PA
  • 09/2018 → 06/2019
    Best Buy
    Watertown, MA
  • 05/2018 → 09/2018
    Unemployed
    Lewisburg, PA
  • 11/2017 → 04/2018
    Vail Resorts
    Park City, UT
  • 06/2017 → 10/2017
    Unemployed
    Lewisburg, PA
  • 08/2013 → 05/2017
    Gettysburg College
    Gettysburg College, PA
  • 03/2021 → Present
    Bank Of America, N.A.
    Pennington, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-07-10
  • S66 Uniform Combined State Law Examination
    2020-07-10

View on SEC IAPD

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