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Michael David Lopez

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Litchfield Park, AZ

Chandler, AZ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-07-31
CA RA APPROVED 2020-07-17
  • TX RA
    APPROVED
    Since 2020-07-31
  • CA RA
    APPROVED
    Since 2020-07-17

Branch Locations

Litchfield Park, AZ • United States

2555-2595 W Chandler Blvd Ci Relationship Management, Chandler, AZ 85224 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 08/2019 Present
Arizona State Univeristy Tempe AZ 01/2018 08/2019
Arizona State University Tempe AZ 07/2017 12/2017
Estrella Mountain Community College Avondale AZ 07/2016 01/2018
Lowes Goodyear AZ 06/2013 06/2017
Bank Of America, N.A. Chandler AZ 05/2021 Present
  • 08/2019 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Chandler, AZ
  • 01/2018 → 08/2019
    Arizona State Univeristy
    Tempe, AZ
  • 07/2017 → 12/2017
    Arizona State University
    Tempe, AZ
  • 07/2016 → 01/2018
    Estrella Mountain Community College
    Avondale, AZ
  • 06/2013 → 06/2017
    Lowes
    Goodyear, AZ
  • 05/2021 → Present
    Bank Of America, N.A.
    Chandler, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-07-16
  • S66 Uniform Combined State Law Examination
    2020-07-16
Other Names
  • Michael Lopez

View on SEC IAPD

Other Firms

J.P. MORGAN SECURITIES LLC
EDWARD JONES
SARATOGA CAPITAL MANAGEMENT, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
WELLS FARGO CLEARING SERVICES, LLC
LPL FINANCIAL LLC
ARETE FINANCIAL SOLUTIONS, LLC
ONESEVEN

Other Investors

Julie Ann England
Patrick Salazar
Scott Russell Baynes
Mathew Kinser
JEREMY STUART DUDLESTON
Mary Cavanaugh-Marsh
KELLY THOMAS RYAN
TAYLOR MARTIN

Other Offices

J.P. MORGAN SECURITIES LLC · LITCHFIELD PARK, AZ
EDWARD JONES · Litchfield Park, AZ
SARATOGA CAPITAL MANAGEMENT, LLC · AVONDALE, AZ
STATE FARM INVESTMENT MANAGEMENT CORP. · Litchfield Park, AZ
EDWARD JONES · LITCHFIELD PARK, AZ
WELLS FARGO CLEARING SERVICES, LLC · GOODYEAR, AZ
STATE FARM INVESTMENT MANAGEMENT CORP. · Goodyear, AZ
LPL FINANCIAL LLC · GOODYEAR, AZ

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