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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-03-30
NJ RA APPROVED 2020-03-11
  • TX RA
    APPROVED
    Since 2020-03-30
  • NJ RA
    APPROVED
    Since 2020-03-11

Branch Locations

9000 Southside Blvd Ci Relationship Management, Jacksonville, FL 32256 • United States

1100-1800 American Blvd Ci Relationship Management, Pennington, NJ 08534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 08/2019 Present
Tcnj Ewing NJ 08/2015 05/2019
Fiserv Inc Pennington NJ 06/2017 08/2017
Bank Of America Pennington NJ 06/2018 08/2018
Bank Of America, N.A. Pennington NJ 11/2020 Present
  • 08/2019 → Present
    Pennington, NJ
  • 08/2015 → 05/2019
    Tcnj
    Ewing, NJ
  • 06/2017 → 08/2017
    Fiserv Inc
    Pennington, NJ
  • 06/2018 → 08/2018
    Bank Of America
    Pennington, NJ
  • 11/2020 → Present
    Bank Of America, N.A.
    Pennington, NJ
Other Businesses

I*134344For profit or not for profit: For-Profit OrganizationName of outside business organization: DoordashInvestment related: NAddress of business:San Francisco, California 94016Nature of business: Other,Independent ContractorPosition, title, association: Participant, Start date of relationship: 10/1/2020Number of hours devoted: 15 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: Doordash delivery driver I*3961268 Entity Type: Entity For Profit Name of OBA: Ebay Address: San Jose, California, 95125 Investment Related: No Position, Title, Association: Other Employee Start Date: 03/02/2026 Number of Hours: 5, Weekly Number of Hours during trading: 0, Weekly Duties: Selling products on the internet. Self managed selling account.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-03-05
  • S66 Uniform Combined State Law Examination
    2020-03-05
Other Names
  • Leo Ramos
  • Leonardo Ramos

View on SEC IAPD

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