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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2022-04-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mutual Of Omaha | Columbus | OH | 05/2018 | 03/2022 |
| United States Army | Columbus | OH | 02/2015 | 02/2021 |
| Ohio House Of Representatives | Columbus | OH | 08/2013 | 05/2018 |
| The Ohio State University | Columbus | OH | 08/2009 | 05/2018 |
| Mutual Of Omaha Investor Services | Columbus | OH | 08/2019 | 03/2022 |
| Appian Way, Llc | Columbus | OH | 06/2020 | Present |
| Wells Fargo Advisors Financial Network, Llc | Dublin | OH | 04/2022 | Present |
RENTAL PROPERTY, INVT RELATED, COLUMBUS, OH, 100% OWNERSHIP, START DATE 1/1/2020, 1 HR PER MONTH, 0 HRS DURING TRADING, OWNER. APPIAN WAY, LLC, INVT RELATED, COLUMBUS, OH, 100% OWNERSHIP, START DATE 2/12/2019, 1 HR PER MONTH, 0 HRS DURING TRADING, HOLDS RENTAL PROPERTY. LONGHORN STEAKHOUSE; NOT INV RELATED; DUBLIN,OH; RESTAURANT; SERVER; START DATE: 11/29/2025; 40 HRS PER MONTH; 0 HRS DURING TRADING;|
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2021-02-19 |
| S65 | Uniform Investment Adviser Law Examination | 2020-10-02 |
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