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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-02-08
  • FL RA
    APPROVED
    Since 2022-02-08

Branch Locations

2831 4Th St. N, St. Petersburg, FL 33704 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade St. Petersburg FL 07/2019 05/2024
First Commerce Credit Union Tallahassee FL 06/2018 07/2019
Regions Bank Tallahassee FL 03/2017 05/2018
Electronet Broadband Communications Tallahassee FL 02/2016 03/2017
Charles Schwab Bank, Ssb St. Petersburg FL 04/2022 Present
Charles Schwab & Co., Inc. St. Petersburg FL 04/2022 Present
  • 07/2019 → 05/2024
    Td Ameritrade
    St. Petersburg, FL
  • 06/2018 → 07/2019
    First Commerce Credit Union
    Tallahassee, FL
  • 03/2017 → 05/2018
    Regions Bank
    Tallahassee, FL
  • 02/2016 → 03/2017
    Electronet Broadband Communications
    Tallahassee, FL
  • 04/2022 → Present
    Charles Schwab Bank, Ssb
    St. Petersburg, FL
  • 04/2022 → Present
    St. Petersburg, FL
Previous Registrations
  • 2021-11-29 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Tampa, FL
    St. Petersburg,, FL
  • 2021-07-22 → 2022-10-14
    Td Ameritrade, Inc.
    Tampa, FL
    St. Petersburg, FL
    Omaha, NE
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-20
  • S66 Uniform Combined State Law Examination
    2021-07-20

View on SEC IAPD

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