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Mark Stubbs

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Norfolk, VA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-01-02
VA RA APPROVED 2019-12-04
  • TX RA
    APPROVED
    Since 2020-01-02
  • VA RA
    APPROVED
    Since 2019-12-04

Branch Locations

999 Waterside Dr, Norfolk, VA 23510 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Virginia Beach VA 07/2019 Present
West Midlands Trains Birmingham 12/2017 09/2018
London Midland Railway Birmingham 07/2009 12/2017
Unemployed Virginia Beach VA 09/2018 07/2019
Bank Of America, N.A. Virginia Beach VA 08/2019 Present
  • 07/2019 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Virginia Beach, VA
  • 12/2017 → 09/2018
    West Midlands Trains
    Birmingham
  • 07/2009 → 12/2017
    London Midland Railway
    Birmingham
  • 09/2018 → 07/2019
    Unemployed
    Virginia Beach, VA
  • 08/2019 → Present
    Bank Of America, N.A.
    Virginia Beach, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-03
  • S66 Uniform Combined State Law Examination
    2019-12-03

View on SEC IAPD

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COURAGE MILLER PARTNERS, LLC · NORFOLK, VA
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COURAGE KORVING MILLER PARTNERS, LLC · NORFOLK, VA
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