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14600 Branch St., Omaha, NE 68154 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-10-08 |
Branch Locations
601 State Street, Suite 425, Southlake, TX 76092 • United States
5101 Lexington Square, Amarillo, TX 79119 • United States
14600 Branch St., Omaha, NE 68154 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 08/2019 | 06/2020 |
| Texas A&M University | College Station | TX | 08/2015 | 05/2019 |
| Prosperity Bank | Dallas | TX | 06/2018 | 07/2018 |
| Equitable Advisors, Llc | New York | NY | 08/2019 | 08/2020 |
| Carson Wealth | Amarillo | TX | 08/2020 | Present |
| Cwm, Llc | Omaha | NE | 09/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-10-08 |
| S63 | Uniform Securities Agent State Law Examination | 2020-03-14 |
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