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Michael Philip Potempa

Fisher Investments

Plano, TX

Tampa, FL

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Current Employers
Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-08-08
TX RA APPROVED 2022-07-28
  • FL RA
    APPROVED
    Since 2022-08-08
  • TX RA
    APPROVED
    Since 2022-07-28

Branch Locations

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

3109 W Martin L King Jr Blvd Ste 600, Tampa, FL 33607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Key Investment Services Cheektowaga NY 07/2019 05/2022
Keybank Buffalo NY 07/2019 05/2022
Andersons Frozen Custard Lockport NY 04/2012 12/2020
Robert James Sales Buffalo NY 05/2016 01/2017
Bob And John's La Hacienda Buffalo NY 04/2019 08/2020
Keybank Lockport NY 05/2018 07/2019
Niagara University Niagara Falls NY 09/2015 05/2019
Fisher Investments Tampa FL 06/2022 Present
  • 07/2019 → 05/2022
    Key Investment Services
    Cheektowaga, NY
  • 07/2019 → 05/2022
    Keybank
    Buffalo, NY
  • 04/2012 → 12/2020
    Andersons Frozen Custard
    Lockport, NY
  • 05/2016 → 01/2017
    Robert James Sales
    Buffalo, NY
  • 04/2019 → 08/2020
    Bob And John's La Hacienda
    Buffalo, NY
  • 05/2018 → 07/2019
    Keybank
    Lockport, NY
  • 09/2015 → 05/2019
    Niagara University
    Niagara Falls, NY
  • 06/2022 → Present
    Fisher Investments
    Tampa, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-07-28
S63 Uniform Securities Agent State Law Examination 2019-08-22
  • S65 Uniform Investment Adviser Law Examination
    2022-07-28
  • S63 Uniform Securities Agent State Law Examination
    2019-08-22
Other Names
  • Michael Potempa

View on SEC IAPD

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