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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2025-03-13 |
Branch Locations
3560 Lenox Road Ne 28Th Floor, Atlanta, GA 30326 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| R. Davidson Chophouse | Tuscaloosa | AL | 01/2019 | 07/2019 |
| Glory Bound Gyro Co. | Tuscaloosa | AL | 06/2017 | 01/2019 |
| Heat Pizza Bar | Tuscaloosa | AL | 08/2016 | 06/2017 |
| The University Of Alabama | Tuscaloosa | AL | 08/2010 | 12/2018 |
| Axa Advisors, Llc | Austin | TX | 08/2019 | 12/2019 |
| Purshe Kaplan Sterling Investments, Inc. | Austin | TX | 02/2020 | 01/2021 |
| Thrivent Advisor Network, Llc | Austin | TX | 06/2020 | 01/2021 |
| J.P. Morgan Chase Bank, N.A. | San Antonio | TX | 02/2021 | 10/2022 |
| J.P. Morgan Securities Llc | San Antonio | TX | 02/2021 | 10/2022 |
| 49 Financial | Austin | TX | 11/2019 | 01/2021 |
| Pks Advisory Services, Llc | Austin | TX | 03/2020 | 06/2020 |
| Axa Equitable Life Insurance Company | Austin | TX | 09/2019 | 12/2019 |
| Morgan Stanley Smith Barney Llc | Atlanta | GA | 11/2022 | 02/2025 |
| Ubs Financial | Atlanta | GA | 02/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-02-21 |
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