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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-09-27
  • CA RA
    APPROVED
    Since 2024-09-27

Branch Locations

1888 Century Park E, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc New York NY 07/2019 Present
Forex Capital Markets New York NY 04/2018 06/2019
Forex Capital Markets New York NY 08/2013 04/2017
Jpmorgan Chase Bank, N.A. New York NY 07/2019 Present
Unemployed Great Neck NY 05/2017 03/2018
Goleed Great Neck NY 08/2018 10/2022
  • 07/2019 → Present
    New York, NY
  • 04/2018 → 06/2019
    Forex Capital Markets
    New York, NY
  • 08/2013 → 04/2017
    Forex Capital Markets
    New York, NY
  • 07/2019 → Present
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 05/2017 → 03/2018
    Unemployed
    Great Neck, NY
  • 08/2018 → 10/2022
    Goleed
    Great Neck, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-06
S63 Uniform Securities Agent State Law Examination 2019-10-21
  • S66 Uniform Combined State Law Examination
    2023-03-06
  • S63 Uniform Securities Agent State Law Examination
    2019-10-21

View on SEC IAPD

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